| Account Pledge | 200.00 |
| Customer Handling Fee | 4.89 |
| Outgoing Account Non-IRA Transfer Fee | 75.00 |
| Returned Check | 30.00 |
| Retirement Accounts | |
| IRA, SEP IRA, SARSEP IRA, Simple IRA, Roth IRA Account Fee | 35.00 |
| 403(b) Account Fee | 35.00 |
| Outgoing IRA ACAT Fee | 120.00 |
| Self Trusted Account Fees: | |
| One Plan Set-Up, Paired Plan Set-Up, One Plan & Paired Plan Document Fee | 200.00/300.00 |
| One Plan, Paired Plan Annual Fee | 150.00/250.00 |
| One Plan, Paired Plan Closing Fee | Prorated Annual Fee |
| Custodial Qualified Plans:Profit Sharing & Money Purchase Pension Plans: | |
| - Employer Account Set-Up Fee | 75.00 |
| - Per Participant Fee | 5.00 |
| - Annual Document Maintenance Fee | 75.00 |
| - Closing Fee | 50.00 plus Prorated Annual |
| ACH Stop Payment Fees | 20.00 |
| Alternative Investment in Retirement Accounts | 100.00 Maintenance Fee |
| Annual Inactive Fee | 35.00 |
| Annual Safekeeping Position Fee | 50.00 per year |
| Bank Wire Customer Funds - Domestic | 20.00 |
| Bank Wire Customer Funds - Foreign | 75.00 |
| Duplicate Confirmations | 1.25 |
| Duplicate Statements | 1.25 |
| International Security Transfer | 140.00 |
| Transfer on Death (TOD) | |
| - Set-Up | 50.00 |
| - Change | 30.00 |
| - Distribution Fee | 0.10% |
| Physical Certificate Reject Fee | 200.00 |
| Extensions - Domestic Stocks | 10.00 |
| Extensions - International Stocks | 10.00 |
| Legal Deposits & Transfers | 60.00 |
| Non-Mandatory Non-Physical Reorganization Item | 40.00 |
| Non-Mandatory Physical Reorganization Item | 45.00 |
| Overnight Check Fee | 10.00 each |
| Registered Overnight Mail | At Cost |
| Rule 144 Transfers | 25.00 |
| DTC Security Transfer Fee | 25.00 per security up to $200.00 |
| Transfer Agent Fees | At Cost |
| Deposit/ Withdrawal at Custodian (DWAC) Fee | ranges from $25 to $150 |
